Broker-Dealer

If you work for a US Bank in the capital markets domain, you would come across this term almost everyday. Who is a Broker-Dealer? A Broker-Dealer could be a person or a firm involved in buying and selling securities. I had the opportunity to work for Pershing LLC where this term was commonly used for […]

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G30 – Who are they?

Before 1980s trading was paper based.  In the 1980s people started expanding their trading practices to foreign companies. European countries started trading in US and vice versa.  In order to bring some regulation, a group of countries collaborated and formulated a set of processes that all these participating countries would implement. They called themselves G30 […]

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